the protesters who have overturned the politics of Ukraine have many aspirations for their country. Their placards called for closer relations with the European Union (EU), an end to Russian intervention in Ukraine’s politics and the establishment of a clean government to replace the kleptocracy of President Viktor Yanukovych. But their fundamental demand is one that has motivated people over many decades to take a stand against corrupt, abusive and autocratic governments. They want a rules-based democracy.
It is
easy to understand why. Democracies are on average richer than non-democracies,
are less likely to go to war and have a better record of fighting corruption.
More fundamentally, democracy lets people speak their minds and shape their own
and their children’s futures. That so many people in so many different parts of
the world are prepared to risk so much for this idea is testimony to its
enduring appeal.
Yet these
days the exhilaration generated by events like those in Kiev is mixed with
anxiety, for a troubling pattern has repeated itself in capital after capital.
The people mass in the main square. Regime-sanctioned thugs try to fight back
but lose their nerve in the face of popular intransigence and global news
coverage. The world applauds the collapse of the regime and offers to help
build a democracy. But turfing out an autocrat turns out to be much easier than
setting up a viable democratic government. The new regime stumbles, the economy
flounders and the country finds itself in a state at least as bad as it was
before. This is what happened in much of the Arab spring, and also in Ukraine’s
Orange revolution a decade ago. In 2004 Mr Yanukovych was ousted from office by
vast street protests, only to be re-elected to the presidency (with the help of
huge amounts of Russian money) in 2010, after the opposition politicians who
replaced him turned out to be just as hopeless.
Democracy
is going through a difficult time. Where autocrats have been driven out of
office, their opponents have mostly failed to create viable democratic regimes.
Even in established democracies, flaws in the system have become worryingly
visible and disillusion with politics is rife. Yet just a few years ago
democracy looked as though it would dominate the world.
In the
second half of the 20th century, democracies had taken root in the most
difficult circumstances possible—in Germany, which had been traumatised by
Nazism, in India, which had the world’s largest population of poor people, and,
in the 1990s, in South Africa, which had been disfigured by apartheid.
Decolonialisation created a host of new democracies in Africa and Asia, and
autocratic regimes gave way to democracy in Greece (1974), Spain (1975),
Argentina (1983), Brazil (1985) and Chile (1989). The collapse of the Soviet
Union created many fledgling democracies in central Europe. By 2000 Freedom
House, an American think-tank, classified 120 countries, or 63% of the world
total, as democracies.
Representatives
of more than 100 countries gathered at the World Forum on Democracy in Warsaw
that year to proclaim that “the will of the people” was “the basis of the
authority of government”. A report issued by America’s State Department
declared that having seen off “failed experiments” with authoritarian and
totalitarian forms of government, “it seems that now, at long last, democracy
is triumphant.”
Such
hubris was surely understandable after such a run of successes. But stand
farther back and the triumph of democracy looks rather less inevitable. After
the fall of Athens, where it was first developed, the political model had lain
dormant until the Enlightenment more than 2,000 years later. In the 18th century
only the American revolution produced a sustainable democracy. During the 19th
century monarchists fought a prolonged rearguard action against democratic
forces. In the first half of the 20th century nascent democracies collapsed in
Germany, Spain and Italy. By 1941 there were only 11 democracies left, and
Franklin Roosevelt worried that it might not be possible to shield “the great
flame of democracy from the blackout of barbarism”.
The
progress seen in the late 20th century has stalled in the 21st. Even though
around 40% of the world’s population, more people than ever before, live in
countries that will hold free and fair elections this year, democracy’s global
advance has come to a halt, and may even have gone into reverse. Freedom House
reckons that 2013 was the eighth consecutive year in which global freedom
declined, and that its forward march peaked around the beginning of the
century. Between 1980 and 2000 the cause of democracy experienced only a few
setbacks, but since 2000 there have been many. And democracy’s problems run
deeper than mere numbers suggest. Many nominal democracies have slid towards
autocracy, maintaining the outward appearance of democracy through elections,
but without the rights and institutions that are equally important aspects of a
functioning democratic system.
Faith in
democracy flares up in moments of triumph, such as the overthrow of unpopular
regimes in Cairo or Kiev, only to sputter out once again. Outside the West,
democracy often advances only to collapse. And within the West, democracy has
too often become associated with debt and dysfunction at home and overreach
abroad. Democracy has always had its critics, but now old doubts are being
treated with renewed respect as the weaknesses of democracy in its Western strongholds,
and the fragility of its influence elsewhere, have become increasingly
apparent. Why has democracy lost its forward momentum?
The return of history
The return of history
The two
main reasons are the financial crisis of 2007-08 and the rise of China. The
damage the crisis did was psychological as well as financial. It revealed
fundamental weaknesses in the West’s political systems, undermining the
self-confidence that had been one of their great assets. Governments had
steadily extended entitlements over decades, allowing dangerous levels of debt
to develop, and politicians came to believe that they had abolished boom-bust
cycles and tamed risk. Many people became disillusioned with the workings of
their political systems—particularly when governments bailed out bankers with
taxpayers’ money and then stood by impotently as financiers continued to pay
themselves huge bonuses. The crisis turned the Washington consensus into a term
of reproach across the emerging world.
Meanwhile,
the Chinese Communist Party has broken the democratic world’s monopoly on
economic progress. Larry Summers, of Harvard University, observes that when
America was growing fastest, it doubled living standards roughly every 30
years. China has been doubling living standards roughly every decade for the
past 30 years. The Chinese elite argue that their model—tight control by the
Communist Party, coupled with a relentless effort to recruit talented people
into its upper ranks—is more efficient than democracy and less susceptible to
gridlock. The political leadership changes every decade or so, and there is a
constant supply of fresh talent as party cadres are promoted based on their
ability to hit targets.
China’s
critics rightly condemn the government for controlling public opinion in all
sorts of ways, from imprisoning dissidents to censoring internet discussions.
Yet the regime’s obsession with control paradoxically means it pays close
attention to public opinion. At the same time China’s leaders have been able to
tackle some of the big problems of state-building that can take decades to deal
with in a democracy. In just two years China has extended pension coverage to
an extra 240m rural dwellers, for example—far more than the total number of
people covered by America’s public-pension system.
Many
Chinese are prepared to put up with their system if it delivers growth. The
2013 Pew Survey of Global Attitudes showed that 85% of Chinese were “very
satisfied” with their country’s direction, compared with 31% of Americans. Some
Chinese intellectuals have become positively boastful. Zhang Weiwei of Fudan
University argues that democracy is destroying the West, and particularly
America, because it institutionalises gridlock, trivialises decision-making and
throws up second-rate presidents like George Bush junior. Yu Keping of Beijing University
argues that democracy makes simple things “overly complicated and frivolous”
and allows “certain sweet-talking politicians to mislead the people”. Wang
Jisi, also of Beijing University, has observed that “many developing countries
that have introduced Western values and political systems are experiencing
disorder and chaos” and that China offers an alternative model. Countries from
Africa (Rwanda) to the Middle East (Dubai) to South-East Asia (Vietnam) are
taking this advice seriously.
2013年皮尤全球态度调查(Pew Survey of Global Attitudes)显示,85%的中国人对本国发展方向“十分满意”,而在美国这一数字仅为31%。复旦大学的张维为提出,民主正在破坏西方国家,尤其是美国,因为民主使得政治僵局制度化、轻视决策、还产生了小布什这样的二流总统。北京大学的俞可平提出,民主使得一些简单事情“过于复杂和琐碎”,让“某些擅长甜言蜜语的政客误导民众”。同样来自北京大学的王缉思观察到,“许多引进西方价值观和政治制度的发展中国家正在遭遇社会动荡和骚乱”,中国则提供了另一种模式。从非洲(卢旺达)到中东(迪拜)、东南亚(越南),都在严肃对待这一意见。
2013年皮尤全球态度调查(Pew Survey of Global Attitudes)显示,85%的中国人对本国发展方向“十分满意”,而在美国这一数字仅为31%。复旦大学的张维为提出,民主正在破坏西方国家,尤其是美国,因为民主使得政治僵局制度化、轻视决策、还产生了小布什这样的二流总统。北京大学的俞可平提出,民主使得一些简单事情“过于复杂和琐碎”,让“某些擅长甜言蜜语的政客误导民众”。同样来自北京大学的王缉思观察到,“许多引进西方价值观和政治制度的发展中国家正在遭遇社会动荡和骚乱”,中国则提供了另一种模式。从非洲(卢旺达)到中东(迪拜)、东南亚(越南),都在严肃对待这一意见。
China’s advance
is all the more potent in the context of a series of disappointments for
democrats since 2000. The first great setback was in Russia. After the fall of
the Berlin Wall in 1989 the democratisation of the old Soviet Union seemed
inevitable. In the 1990s Russia took a few drunken steps in that direction
under Boris Yeltsin. But at the end of 1999 he resigned and handed power to
Vladimir Putin, a former KGB operative who has since been both prime minister
and president twice. This postmodern tsar has destroyed the substance of
democracy in Russia, muzzling the press and imprisoning his opponents, while
preserving the show—everyone can vote, so long as Mr Putin wins. Autocratic
leaders in Venezuela, Ukraine, Argentina and elsewhere have followed suit, perpetuating
a perverted simulacrum of democracy rather than doing away with it altogether,
and thus discrediting it further.
The next
big setback was the Iraq war. When Saddam Hussein’s fabled weapons of mass
destruction failed to materialise after the American-led invasion of 2003, Mr
Bush switched instead to justifying the war as a fight for freedom and
democracy. “The concerted effort of free nations to promote democracy is a
prelude to our enemies’ defeat,” he argued in his second inaugural address.
This was more than mere opportunism: Mr Bush sincerely believed that the Middle
East would remain a breeding ground for terrorism so long as it was dominated
by dictators. But it did the democratic cause great harm. Left-wingers regarded
it as proof that democracy was just a figleaf for American imperialism(民主不过是美帝国主义的遮羞布).
Foreign-policy realists took Iraq’s growing chaos as proof that American-led
promotion of democratisation was a recipe for instability. And disillusioned
neoconservatives such as Francis Fukuyama, an American political scientist, saw
it as proof that democracy cannot put down roots in stony ground.
A third
serious setback was Egypt. The collapse of Hosni Mubarak’s regime in 2011, amid
giant protests, raised hopes that democracy would spread in the Middle East.
But the euphoria soon turned to despair. Egypt’s ensuing elections were won not
by liberal activists (who were hopelessly divided into a myriad of Pythonesque
parties) but by Muhammad Morsi’s Muslim Brotherhood. Mr Morsi treated democracy
as a winner-takes-all system, packing the state with Brothers, granting himself
almost unlimited powers and creating an upper house with a permanent Islamic
majority. In July 2013 the army stepped in, arresting Egypt’s first
democratically elected president, imprisoning leading members of the
Brotherhood and killing hundreds of demonstrators. Along with war in Syria and
anarchy in Libya, this has dashed the hope that the Arab spring would lead to a
flowering of democracy across the Middle East.
Meanwhile
some recent recruits to the democratic camp have lost their lustre. Since the
introduction of democracy in 1994 South Africa has been ruled by the same
party, the African National Congress, which has become progressively more
self-serving. Turkey, which once seemed to combine moderate Islam with
prosperity and democracy, is descending into corruption and autocracy. In
Bangladesh, Thailand and Cambodia, opposition parties have boycotted recent
elections or refused to accept their results.
All this
has demonstrated that building the institutions needed to sustain democracy is
very slow work indeed, and has dispelled the once-popular notion that democracy
will blossom rapidly and spontaneously once the seed is planted. Although
democracy may be a “universal aspiration”, as Mr Bush and Tony Blair insisted,
it is a culturally rooted practice. Western countries almost all extended the
right to vote long after the establishment of sophisticated political systems,
with powerful civil services and entrenched constitutional rights, in societies
that cherished the notions of individual rights and independent judiciaries.
Yet in
recent years the very institutions that are meant to provide models for new
democracies have come to seem outdated and dysfunctional in established ones. The United States has become a byword
for gridlock(美国已成为政治僵局的代名词), so obsessed with partisan
point-scoring that it has come to the verge of defaulting on its debts twice in
the past two years. Its democracy is also corrupted by gerrymandering, the
practice of drawing constituency boundaries to entrench the power of incumbents.
This encourages extremism, because politicians have to appeal only to the party
faithful, and in effect disenfranchises large numbers of voters(这种行为鼓励极端主义,因为政客们只顾吸引“死忠”选民,抛弃了大量的普通选民). And money
talks louder than ever in American politics. Thousands of lobbyists (more than
20 for every member of Congress) add to the length and complexity of
legislation, the better to smuggle in special privileges. All this creates the
impression that American democracy is for sale(美国民主是可以卖的) and that the rich have more
power than the poor, even as lobbyists and donors insist that political
expenditure is an exercise in free speech. The result is that America’s
image—and by extension that of democracy itself—has taken a terrible battering.
Nor is
the EU a paragon of democracy. The decision to introduce the euro in 1999 was
taken largely by technocrats; only two countries, Denmark and Sweden, held
referendums on the matter (both said no). Efforts to win popular approval for
the Lisbon Treaty, which consolidated power in Brussels, were abandoned when
people started voting the wrong way. During the darkest days of the euro crisis
the euro-elite forced Italy and Greece to replace democratically elected
leaders with technocrats. The European Parliament, an unsuccessful attempt to
fix Europe’s democratic deficit, is both ignored and despised. The EU has
become a breeding ground for populist parties, such as Geert Wilders’s Party
for Freedom in the Netherlands and Marine Le Pen’s National Front in France,
which claim to defend ordinary people against an arrogant and incompetent
elite. Greece’s Golden Dawn is testing how far democracies can tolerate Nazi-style
parties. A project designed to tame the beast of European populism is instead
poking it back into life.
The democratic distemper
The democratic distemper
EVEN in
its heartland, democracy is clearly suffering from serious structural problems,
rather than a few isolated ailments. Since the dawn of the modern democratic
era in the late 19th century, democracy has expressed itself through
nation-states and national parliaments. People elect representatives who pull
the levers of national power for a fixed period. But this arrangement is now
under assault from both above and below.
From
above, globalisation has changed national politics profoundly. National
politicians have surrendered ever more power, for example over trade and
financial flows, to global markets and supranational bodies, and may thus find
that they are unable to keep promises they have made to voters. International
organisations such as the International Monetary Fund, the World Trade
Organisation and the European Union have extended their influence. There is a
compelling logic to much of this: how can a single country deal with problems
like climate change or tax evasion? National politicians have also responded to
globalisation by limiting their discretion and handing power to unelected
technocrats in some areas. The number of countries with independent central
banks, for example, has increased from about 20 in 1980 to more than 160 today.
From
below come equally powerful challenges: from would-be breakaway nations, such
as the Catalans and the Scots, from Indian states, from American city mayors.
All are trying to reclaim power from national governments. There are also a
host of what Moisés Naim, of the Carnegie Endowment for International Peace,
calls “micro-powers”(微观权力), such as NGOs and lobbyists, which are disrupting
traditional politics and making life harder for democratic and autocratic
leaders alike. The internet makes it easier to organise and agitate; in a world
where people can participate in reality-TV votes every week, or support a
petition with the click of a mouse, the machinery and institutions of
parliamentary democracy, where elections happen only every few years, look
increasingly anachronistic. Douglas Carswell, a British member of parliament,
likens traditional politics to HMV, a chain of British record shops that went
bust, in a world where people are used to calling up whatever music they want
whenever they want via Spotify, a popular digital music-streaming service.
The
biggest challenge to democracy, however, comes neither from above nor below but
from within—from the voters themselves. Plato’s great worry about democracy,
that citizens would “live from day to day, indulging the pleasure of the
moment”, has proved prescient. Democratic governments got into the habit of
running big structural deficits as a matter of course, borrowing to give voters
what they wanted in the short term, while neglecting long-term investment.
France and Italy have not balanced their budgets for more than 30 years. The
financial crisis starkly exposed the unsustainability of such debt-financed
democracy.
With the
post-crisis stimulus winding down, politicians must now confront the difficult
trade-offs they avoided during years of steady growth and easy credit. But
persuading voters to adapt to a new age of austerity will not prove popular at
the ballot box. Slow growth and tight budgets will provoke conflict as interest
groups compete for limited resources. To make matters worse, this competition
is taking place as Western populations are ageing. Older people have always
been better at getting their voices heard than younger ones, voting in greater
numbers and organising pressure groups like America’s mighty AARP. They will
increasingly have absolute numbers on their side. Many democracies now face a
fight between past and future, between inherited entitlements and future
investment.
Adjusting
to hard times will be made even more difficult by a growing cynicism towards
politics. Party membership is declining across the developed world: only 1% of
Britons are now members of political parties compared with 20% in 1950. Voter
turnout is falling, too: a study of 49 democracies found that it had declined
by 10 percentage points between 1980-84 and 2007-13. A survey of seven European
countries in 2012 found that more than half of voters “had no trust in government”
whatsoever. A YouGov opinion poll of British voters in the same year found that
62% of those polled agreed that “politicians tell lies all the time”(政客永远在撒谎).
Meanwhile
the border between poking fun and launching protest campaigns is fast eroding.
In 2010 Iceland’s Best Party, promising to be openly corrupt, won enough votes
to co-run Reykjavik’s city council. And in 2013 a quarter of Italians voted for
a party founded by Beppe Grillo, a comedian. All this popular cynicism about
politics might be healthy if people demanded little from their governments, but
they continue to want a great deal. The result can be a toxic and unstable
mixture: dependency on government on the one hand, and disdain for it on the
other. The dependency forces government to overexpand and overburden itself,
while the disdain robs it of its legitimacy. Democratic dysfunction goes hand
in hand with democratic distemper.
Democracy’s
problems in its heartland help explain its setbacks elsewhere. Democracy did
well in the 20th century in part because of American hegemony: other countries
naturally wanted to emulate the world’s leading power. But as China’s influence
has grown, America and Europe have lost their appeal as role models and their
appetite for spreading democracy. The Obama administration now seems paralysed
by the fear that democracy will produce rogue regimes or empower jihadists. And
why should developing countries regard democracy as the ideal form of
government when the American government cannot even pass a budget, let alone plan
for the future? Why should autocrats listen to lectures on democracy from
Europe, when the euro-elite sacks elected leaders who get in the way of fiscal
orthodoxy?
At the
same time, democracies in the emerging world have encountered the same problems
as those in the rich world. They too have overindulged in short-term spending
rather than long-term investment. Brazil allows public-sector workers to retire
at 53 but has done little to create a modern airport system. India pays off
vast numbers of client groups but invests too little in infrastructure.
Political systems have been captured by interest groups and undermined by
anti-democratic habits. Patrick French, a British historian, notes that every
member of India’s lower house under the age of 30 is a member of a political
dynasty. Even within the capitalist elite, support for democracy is fraying:
Indian business moguls constantly complain that India’s chaotic democracy
produces rotten infrastructure while China’s authoritarian system produces
highways, gleaming airports and high-speed trains(印度的混乱民主造就糟糕的基础设施,而中国的威权体制造出了高速公路、漂亮的机场和高速铁路).
Democracy
has been on the back foot before. In the 1920s and 1930s communism and fascism
looked like the coming things: when Spain temporarily restored its
parliamentary government in 1931, Benito Mussolini likened it to returning to
oil lamps in the age of electricity. In the mid-1970s Willy Brandt, a former
German chancellor, pronounced that “western Europe has only 20 or 30 more years
of democracy left in it; after that it will slide, engineless and rudderless,
under the surrounding sea of dictatorship”. Things are not that bad these days,
but China poses a far more credible threat than communism ever did to the idea
that democracy is inherently superior and will eventually prevail.
Yet
China’s stunning advances conceal deeper problems. The elite is becoming a
self-perpetuating and self-serving clique. The 50 richest members of the
China’s National People’s Congress are collectively worth $94.7 billion—60
times as much as the 50 richest members of America’s Congress. China’s growth
rate has slowed from 10% to below 8% and is expected to fall further—an
enormous challenge for a regime whose legitimacy depends on its ability to
deliver consistent growth. 中国令人震惊的前进步伐有其深层次缺陷。精英阶层变成自我循环、自私自利的小圈子。50个最富有的全国人大代表拥有的财富总额达947亿美元,是50个最富有的美国国会议员的60倍。中国的经济增长率从10%降到了8%,未来可能继续下降——对于依靠经济增长维持合法性的政权来说,这是巨大的挑战
At the
same time, as Alexis de Tocqueville pointed out in the 19th century,
democracies always look weaker than they really are: they are all confusion on
the surface but have lots of hidden strengths. Being able to install
alternative leaders offering alternative policies makes democracies better than
autocracies at finding creative solutions to problems and rising to existential
challenges, though they often take a while to zigzag to the right policies. But
to succeed, both fledgling and established democracies must ensure they are
built on firm foundations.
The most striking
thing about the founders of modern democracy such as James Madison and John
Stuart Mill is how hard-headed they were. They regarded democracy as a powerful
but imperfect mechanism: something that needed to be designed carefully, in
order to harness human creativity but also to check human perversity, and then
kept in good working order, constantly oiled, adjusted and worked upon.
Getting democracy right
Getting democracy right
The need
for hard-headedness is particularly pressing when establishing a nascent
democracy. One reason why so many democratic experiments have failed recently
is that they put too much emphasis on elections and too little on the other
essential features of democracy. The power of the state needs to be checked,
for instance, and individual rights such as freedom of speech and freedom to
organise must be guaranteed. The most successful new democracies have all
worked in large part because they avoided the temptation of majoritarianism—the
notion that winning an election entitles the majority to do whatever it
pleases. India has survived as a democracy since 1947 (apart from a couple of
years of emergency rule) and Brazil since the mid-1980s for much the same
reason: both put limits on the power of the government and provided guarantees
for individual rights.
Robust
constitutions not only promote long-term stability, reducing the likelihood
that disgruntled minorities will take against the regime. They also bolster the
struggle against corruption, the bane of developing countries. Conversely, the
first sign that a fledgling democracy is heading for the rocks often comes when
elected rulers try to erode constraints on their power—often in the name of
majority rule. Mr Morsi tried to pack Egypt’s upper house with supporters of
the Muslim Brotherhood. Mr Yanukovych reduced the power of Ukraine’s
parliament. Mr Putin has ridden roughshod over Russia’s independent
institutions in the name of the people. Several African leaders are engaging in
crude majoritarianism—removing term limits on the presidency or expanding
penalties against homosexual behaviour, as Uganda’s president Yoweri Museveni
did on February 24th.
Foreign
leaders should be more willing to speak out when rulers engage in such
illiberal behaviour, even if a majority supports it. But the people who most
need to learn this lesson are the architects of new democracies: they must
recognise that robust checks and balances are just as vital to the
establishment of a healthy democracy as the right to vote. Paradoxically even
potential dictators have a lot to learn from events in Egypt and Ukraine: Mr
Morsi would not be spending his life shuttling between prison and a glass box
in an Egyptian court, and Mr Yanukovych would not be fleeing for his life, if
they had not enraged their compatriots by accumulating so much power.
Even those
lucky enough to live in mature democracies need to pay close attention to the
architecture of their political systems. The combination of globalisation and
the digital revolution has made some of democracy’s most cherished institutions
look outdated. Established democracies need to update their own political
systems both to address the problems they face at home, and to revitalise
democracy’s image abroad. Some countries have already embarked upon this
process. America’s Senate has made it harder for senators to filibuster
appointments. A few states have introduced open primaries and handed
redistricting to independent boundary commissions. Other obvious changes would
improve matters. Reform of party financing, so that the names of all donors are
made public, might reduce the influence of special interests. The European
Parliament could require its MPs to present receipts with their expenses.
Italy’s parliament has far too many members who are paid too much, and two
equally powerful chambers, which makes it difficult to get anything done.
But
reformers need to be much more ambitious. The best way to constrain the power
of special interests is to limit the number of goodies that the state can hand
out. And the best way to address popular disillusion towards politicians is to
reduce the number of promises they can make. The key to a healthier democracy,
in short, is a narrower state—an idea that dates back to the American
revolution. “In framing a government which is to be administered by men over
men”, Madison argued, “the great difficulty lies in this: you must first enable
the government to control the governed; and in the next place oblige it to
control itself.” The notion of limited government was also integral to the
relaunch of democracy after the second world war. The United Nations Charter
(1945) and the Universal Declaration of Human Rights (1948) established rights
and norms that countries could not breach, even if majorities wanted to do so.
These
checks and balances were motivated by fear of tyranny. But today, particularly
in the West, the big dangers to democracy are harder to spot. One is the
growing size of the state. The relentless expansion of government is reducing
liberty and handing ever more power to special interests. The other comes from
government’s habit of making promises that it cannot fulfil, either by creating
entitlements it cannot pay for or by waging wars that it cannot win, such as
that on drugs. Both voters and governments must be persuaded of the merits of
accepting restraints on the state’s natural tendency to overreach. Giving
control of monetary policy to independent central banks tamed the rampant
inflation of the 1980s, for example. It is time to apply the same principle of
limited government to a broader range of policies. Mature democracies, just
like nascent ones, require appropriate checks and balances on the power of
elected government.
Governments
can exercise self-restraint in several different ways. They can put on a golden
straitjacket by adopting tight fiscal rules—as the Swedes have done by pledging
to balance their budget over the economic cycle. They can introduce “sunset
clauses” that force politicians to renew laws every ten years, say. They can
ask non-partisan commissions to propose long-term reforms. The Swedes rescued
their pension system from collapse when an independent commission suggested
pragmatic reforms including greater use of private pensions, and linking the
retirement age to life-expectancy. Chile has been particularly successful at
managing the combination of the volatility of the copper market and populist
pressure to spend the surplus in good times. It has introduced strict rules to
ensure that it runs a surplus over the economic cycle, and appointed a
commission of experts to determine how to cope with economic volatility.
Isn’t
this a recipe for weakening democracy by handing more power to the great and
the good? Not necessarily. Self-denying rules can strengthen democracy by
preventing people from voting for spending policies that produce bankruptcy and
social breakdown and by protecting minorities from persecution. But technocracy
can certainly be taken too far. Power must be delegated sparingly, in a few big
areas such as monetary policy and entitlement reform, and the process must be
open and transparent.
And
delegation upwards towards grandees and technocrats must be balanced by
delegation downwards, handing some decisions to ordinary people. The trick is
to harness the twin forces of globalism and localism, rather than trying to
ignore or resist them. With the right balance of these two approaches, the same
forces that threaten established democracies from above, through globalisation,
and below, through the rise of micro-powers, can reinforce rather than
undermine democracy.
Tocqueville
argued that local democracy frequently represented democracy at its best:
“Town-meetings are to liberty what primary schools are to science; they bring
it within the people’s reach, they teach men how to use and enjoy it.” City
mayors regularly get twice the approval ratings of national politicians. Modern
technology can implement a modern version of Tocqueville’s town-hall meetings
to promote civic involvement and innovation. An online hyperdemocracy where
everything is put to an endless series of public votes would play to the hand
of special-interest groups. But technocracy and direct democracy can keep each
other in check: independent budget commissions can assess the cost and
feasibility of local ballot initiatives, for example.
Several
places are making progress towards getting this mixture right. The most
encouraging example is California. Its system of direct democracy allowed its
citizens to vote for contradictory policies, such as higher spending and lower
taxes, while closed primaries and gerrymandered districts institutionalised
extremism. But over the past five years California has introduced a series of
reforms, thanks in part to the efforts of Nicolas Berggruen, a philanthropist
and investor. The state has introduced a “Think Long” committee to counteract
the short-term tendencies of ballot initiatives. It has introduced open
primaries and handed power to redraw boundaries to an independent commission.
And it has succeeded in balancing its budget—an achievement which Darrell
Steinberg, the leader of the California Senate, described as “almost surreal”.
Similarly,
the Finnish government has set up a non-partisan commission to produce
proposals for the future of its pension system. At the same time it is trying
to harness e-democracy: parliament is obliged to consider any citizens’
initiative that gains 50,000 signatures. But many more such experiments are
needed—combining technocracy with direct democracy, and upward and downward
delegation—if democracy is to zigzag its way back to health.
John
Adams, America’s second president, once pronounced that “democracy never lasts
long. It soon wastes, exhausts and murders itself. There never was a democracy
yet that did not commit suicide.”(民主不会永远存在。它会衰弱、耗尽,然后自杀。从来没有哪个民主政体最终没有自杀)。He was clearly wrong. Democracy was the great
victor of the ideological clashes of the 20th century. But if democracy is to
remain as successful in the 21st century as it was in the 20th, it must be both
assiduously nurtured when it is young—and carefully maintained when it is
mature.